UFI Analytics and Compliance Group provide services related to SEC Rule 15c2-12. UFI offers the following services to make sure our clients are fully compliant with their required disclosures:
• Ratings Surveillance
• Annual Continuing Disclosure Reports and Compliance Audits
• Arbitrage Rebate
Urban Futures, Inc. has over 15 years of experience assisting agencies with their compliance needs. The UFI Analytics & Compliance team continues to deliver hundreds of continuing disclosure annual reports, arbitrage rebate calculations, and ratings surveillance services. We interact daily with the market using in-house market sources such as Bloomberg, TM3 (Thompson Reuters), and EMMA, and are independent from external information sources. Our depth of experience, comprehensive offering of compliance and analytics services, and constant monitoring of the market translates into cost savings and fast and accurate service delivery for our clients.